Ghanshyam Shares

Important Documents

1. Investor Charter.pdf
2. Investor Charter - DP.pdf
3. Investor Charter - Stock Broker.pdf
4. Policy on CLD modification (Client_code_modification_policy & Error Account Policy).pdf
5. Internal Control-Policy & Procedures.pdf
6. PMLA POLICY.PDF
7. POLICIES AND PROCEDURES FOR CLIENT DEALINGS.PDF
8. POLICY OF CONFLICT OF INTEREST.PDF
9. POLICY ON IDENTIFICATION OF BENEFICIAL OWNERSHIP OF CLIENT'S.PDF
10. POLICY ON SETTING OF LIMITS FOR TERMINALS.PDF
11. Policy on Surveillance of Transaction Alerts.pdf
12. Policy regarding treatment of Inactive Dormant accounts.pdf
13. Policy w.r.t NISM Series VII-Securities Operation & Risk Management (SORM).pdf
14. Policy_Internal_Trading.pdf
15. Pre funded policy.pdf
16. Policy_on_Handling_GTT_order.pdf
17. R M S.PDF
18. risk-management-policy.pdf
19. voluntary_freeze_of_trading_account_compliance.pdf
20. Account opening.pdf

Attention Investors!

• Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or enter into any loan agreement with you to pay interest on the funds offered by you. Claims under such arrangements will not be accepted by the Exchange Committee.
• Do not keep funds idle with the Stock Broker. Unused credit balance must be returned by the broker within three working days if no transaction is made in the last 30 calendar days. Claims without exchange transactions are not eligible.
• Check the frequency of accounts settlement opted for. Running accounts must be settled at least once in 90 days (or 30 days if opted). Claims in case of default are subject to IPF eligibility norms.
• Brokers cannot accept transfer of securities as margin. Margin pledge must be created through the Depository system. Do not hand over securities directly to the broker or associates.
• Keep your mobile number and email ID updated with your broker. These details are mandatory and used for Exchange communications.
• Do not ignore emails/SMSs from the Exchange. Verify trades with contract notes/statements and report discrepancies promptly.
• Cross-check weekly Exchange messages on funds/securities with broker statements. Report discrepancies immediately.
• Do not transfer trading funds to anyone other than a SEBI-registered stock broker.

Vernacular Language Documents